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WTO Dispute Settlement Mechanism(7)/刘成伟

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Chapter VII
Special Rules for Anti-dumping Disputes

OUTLINE

Section One Recourse of Anti-dumping Disputes to the DSB
I Introduction
II Sufficiency of Panel Request under the AD Agreement
(i) Art. 6.2 of the DSU and Article 17.4 of the AD Agreement
(ii) Art. 6.2 of the DSU and Article 17.5(i) of the AD Agreement
(iii) A Summary Guiding
III General Legal Basis for Claims against Legislation as Such
IV Special Rules for Claims against Anti-dumping Legislation as Such
(i) Introduction
(ii)General Legal Basis under Art. 17 of the AD Agreement
(iii) Understanding of Art. 17.4 of the AD Agreement
(iv) Extensive Basis in Context
(v) A Summary
Section Two Ad hoc Standard of Review for Anti-dumping Disputes
I Introduction
II Special Standard of Review under the AD Agreement: in General
(i) Ad hoc Approaches to Domestic Determination: Art. 17.6
(ii) Relationship between Art. 11 of the DSU and Art. 17.6 of the AD Agreement
(iii) A Summary Guiding
III Scope of Review of Fact-findings: Art. 17.5(ii) of the AD Agreement
(i)Overview of the GATT Practice
(ii)Concerned Rulings in Reports Issued by WTO Panels
(iii)Tentative Remarks: Guidance from the Appellate Body





Section One
Recourse of Anti-dumping Disputes to the DSB

I Introduction
Compared to the legally fragmented previous GATT dispute settlement system, the new WTO dispute settlement system is an integrated system with much broader jurisdiction and less scope for “rule shopping” and “forum shopping”. However, according to Art. 1.2 of the DSU which states in part that, “[t]he rules and procedures of this Understanding shall apply subject to such special or additional rules and procedures on dispute settlement contained in the covered agreements as are identified in Appendix 2 to this Understanding”, many covered agreements under the WTO jurisdiction continue to include special dispute settlement rules and procedures. Such special rules and procedures are listed in Appendix 2 to the DSU. And in this chapter, we will focus on such special dispute settlement rules concerning anti-dumping disputes, i.e. Arts. 17.4 through 17.7 of the Anti-dumping Agreement (‘the AD Agreement’).
An analysis of the DSB practice suggests a separate contribution of this chapter to this book, merited by dispute settlement proceedings in the anti-dumping field. In this chapter, the author focuses on the two main issues repeatedly raised, as preliminary or procedural issues, during dispute settlement regarding anti-dumping. One is the issue of recourse of anti-dumping disputes to the DSB, which deals mainly with Arts. 17.4 and 17.5(i) of the AD Agreement; the other one is the issue of standard of review in anti-dumping areas, which runs most on Art. 17.6, including Art. 17.5(ii), of the AD Agreement. And in this section we will focus on the first one. In this respect, Arts. 17.4 and 17.5(i) of the AD Agreement states:

“17.4 If the Member that requested consultations considers that the consultations pursuant to paragraph 3 have failed to achieve a mutually agreed solution, and if final action has been taken by the administering authorities of the importing Member to levy definitive anti-dumping duties or to accept price undertakings, it may refer the matter to the Dispute Settlement Body (“DSB”). When a provisional measure has a significant impact and the Member that requested consultations considers that the measure was taken contrary to the provisions of paragraph 1 of Article 7, that Member may also refer such matter to the DSB.
17.5 The DSB shall, at the request of complaining party, establish a panel to examine the matter based upon:
(i) a written statement of the Member making the request indicating how a benefit accruing to it, directly or indirectly, under this Agreement has been nullified or impaired, or that the achieving of the objectives of the Agreement is being impeded, and
(ii) …”
II Sufficiency of Panel Request under the AD Agreement
Generally, as noted in previously, it is only where the provisions of the DSU and the special or additional rules and procedures of a covered agreement cannot be read as complementing each other that the special or additional provisions are to prevail. A special or additional provision should only be found to prevail over a provision of the DSU in a situation where adherence to the one provision will lead to a violation of the other provision, that is, in the case of a conflict between them. Then the author means to get down to the issue of whether these provisions cited above limits panel request under the AD Agreement to somehow other than those required by Art. 6.2 of the DSU.
In Mexico-HFCS (DS132), the dispute involves the imposition of a definitive anti-dumping measure by the Mexican Ministry of Trade and Industrial Development (SECOFI) on imports of high-fructose corn syrup (HFCS) from the United States. Mexico argues that the United States' request for establishment of this Panel is not consistent with the requirements of Art. 6.2 of the DSU and Art. 17.4 and 17.5(i) of the AD Agreement, and therefore argues that the Panel must terminate the proceeding without reaching the substance of the United States' claims.
(i) Art. 6.2 of the DSU and Art. 17.4 of the AD Agreement
In considering the alleged failure to assert claims under Art. 6.2 of the DSU and Art. 17.4 of the AD Agreement, the Panel rules that: 1
“[W]e note first that the Appellate Body has stated that Article 6.2 of the DSU and Article 17.4 of the AD Agreement are complementary and should be applied together in disputes under the AD Agreement. It has further stated that: ‘the word “matter” has the same meaning in Article 17 of the Anti-Dumping Agreement as it has in Article 7 of the DSU. It consists of two element: The specific “measure” and the “claims” relating to it, both of which must be properly identified in a panel request as required by Article 6.2 of the DSU.’

能源部关于修改《电业生产事故调查规程》(SD168—85)部分条款的通知

能源部


能源部关于修改《电业生产事故调查规程》(SD168—85)部分条款的通知

1992年4月29日,能源部

《电业生产事故调查规程》(SD168—85)(以下简称《规程》)已颁发执行6年,近年来电力工业的发展使《规程》中某些条款已不适用,需要修改,在对《规程》进行全面修订之前,现对其中条款作部分修改和说明(详见附件),自1992年5月1日起执行。在执行中如有意见和问题,请随时告部安环司。

附:对《电业生产事故调查规程》部分条款的修改和说明
一、修改部分
1.规程2.1.4改为:
2.1.4.1因故障造成发供电设备、公用系统损坏,修复费用超过一万元者;
2.1.4.2由于跑油、跑酸碱、跑树脂、生产车辆损坏,造成直接经济损失超过一万元者;
2.1.4.3生产场所失火,造成直接损失超过一万元者。
2.规程2.3.3改为:
送(配)电线路发生瞬时故障,由于继电保护或断路器(开关)失灵,在断路器(开关)掉闸后,拒绝重合,算作管辖该继电保护或断路器(开关)单位的事故;如果送(配)电线路发生永久性故障,虽然继电保护或断路器(开关)失灵,未能重合,应算管辖该线路单位的事故。
3.规程2.3.4改为:
配电线路发生故障,扩大到发电厂或变电所的母线停电,或主变压器停电时,则发电厂或变电所应算一次事故。
4.规程2.4.1.3a改为:
修复费用超过100万元者。
5.规程2.4.1.4改为:
生产场所火灾损失超过50万元者。
6.规程2.4.2.4改为:
……修复费用超过50万元者……
7.规程2.4.2.5改为:
生产场所失火,造成直接损失5万元以上者。
8.规程3.3.3.3之a改为:
超高压锅炉和汽轮发电机组(包括中间再热机组):
600MW汽轮发电机组192小时
300—350MW汽轮发电机组168小时
其他超高压汽轮发电机组120小时
10.规程B.10改为:2.1.4.3中火灾标准,报告制度和直接损失的计算,以公安部[89]公安26号颁布的《火灾统计管理规定》的规定为依据。根据电业生产的具体情况,本规程规定生产场所失火,直接损失在1万元及以上的算生产事故。在1万元以下者可不报部,不中断安全记录。
11.规程B.16改为:2.4.1.5和2.4.1.4,根据1989年公安部[89]公发26号颁发《火灾统计管理规定》的规定,直接损失5万元及以上者为重大火灾;直接损失50万元及以上者为特大火灾。
二、说明部分
1.对规程3.3.4.2与图B1的理解,应按条文正面说法理解,不能返过来理解。即只有有功出力降低不超过10%,并且持续时间不超过2小时,同时具备才不考核。
2.对规程B1.6规定的本企业领导的集体企业,应理解为:只要具备“提供设备,财政、人力支援,且从集体企业取得收益者”中的任一项,就算本企业领导的集体企业。
3.附录C是为填写报表,卡片用的,不是认定事故的根据。规程C2.2.5引用派生事故的概念,纯属为事故统计分析用,而不是认定事故的概念,不应混淆。
认定事故要根据一次事故的总体进行考虑。根据规程2的事故定义进行认定。按规程3进行考核。这一点必须明确。
在填写报表中若原发事故为统计事故,扩大成为考核事故,则将原发事故按派生事故处理,而派生出来的考核事故做为原发事故处理。


最高人民检察院印发《最高人民检察院关于查处“人质型”侵犯公民人身权利案件的若干意见》的通知

最高人民检察院


最高人民检察院印发《最高人民检察院关于查处“人质型”侵犯公民人身权利案件的若干意见》的通知

1990年10月26日,最高检

各省、自治区、直辖市人民检察院,军事检察院:
现将《最高人民检察院关于查处“人质型”侵犯公民人身权利案件的若干意见》印发给你们,望遵照执行。在执行中有什么问题,请及时报高检院。

最高人民检察院关于查处“人质型”侵犯公民人身权利案件的若干意见

意见
近年来,以强行扣押“人质”,胁迫他人履行一定行为为目的的“人质型”侵犯公民人身权利的违法犯罪现象越来越严重,已成为人们普遍关注的社会问题。此类案件具有极大的社会危害性,不仅侵犯公民的人身权利,而且破环了正常的社会秩序和经济秩序。特别是执法机关或公安、司法人员参与绑架、扣押人质,更是严重地损害了党和政府的形象,助长了地方保护主义,干扰了正常的执法秩序,影响了社会主义法制的统一实施,产生这类犯罪的主要原因,一是当事人法律意识淡薄,无政府主义严重;二是职能部门执法不力,致使当事人对通过法律解决经济纠纷、民事纠纷失去信心;三是严重的地方保护主义作祟,为了局部利益,有的人置法律于不顾,利用司法职权,收审、扣押一方当事人作人质,逼还款物。
“人质型”侵犯公民人身权利的案件,属于检察机关法纪检察部门管辖的范围,各级检察机关要切实重视此类案件的查处工作,认真担负起法律赋予的职责。为了准确、及时查处此类案件,根据有关法律规定和司法实践经验,特提出以下意见:
一、“人质型”侵犯公民人身权利案件情况复杂,行为手段多种多样,跨地区作案;被绑架、扣押的人多为外地人员并有过错,有的甚至有犯罪行为;查处时干扰多,阻力大。鉴于上述情况,查处此类案件的重点是下列手段恶劣、情节严重的犯罪行为:
(一)非法绑架、扣押无辜妇女、儿童、老人、残疾人作人质的;
(二)非法绑架、扣押人质,并对其实施侮辱、殴打及其他不人道行为,情节严重的;
(三)非法绑架、扣押人质,致人死亡、自杀、伤残等严重后果的;
(四)公安、司法机关解救人质时,行为人拒不释放或转移人质的;
(五)冒充公安、司法人员绑架、扣押人质的;
(六)非法绑架、扣押人质,造成其他严重后果的;
二、公安、司法机关或人员参与绑架、扣押人质的,要严格按照一九九0年九月八日公安部、最高人民检察院、最高人民法院《关于在商业贸易活动中发生非法拘禁案件情况的通报》的精神处理,对公安、司法人员为徇私情,滥用或超越职权,实施绑架、扣押人质的,应依法从严查办。
三、因债权债务关系引起的非法绑架、扣押人质案件,对实施绑架、扣押行为的行为人已构成犯罪的,应坚决查办;如果被扣押人确已构成诈骗,投机倒把罪的,应将诈骗、投机倒把案移送有管辖权的公安机关;对有关的经济、民事纠纷,检察机关可以促成纠纷双方协商解决;协商不成的,由有关法院或仲裁机关处理。
四、在查办“人质型”案件时,首先应无条件解救人质,并采取必要的措施,以防发生意外。有关检察机关应积极配合,协助做好解救人质的工作。
五、查处“人质型”侵犯公民人身权利案件,原则上由被告人居住地检察机关管辖。有重大问题需要协调的,由其共同的上级检察机关协调。
六、在办案中,应注意掌握法律政策界限,构成犯罪的,根据具体案情,可分别以非法拘禁罪,非法管制罪或徇私舞弊罪等定罪处理。